Adaptive Alpha Opportunities ETFAdaptive Alpha Opportunities ETFAdaptive Alpha Opportunities ETF

Adaptive Alpha Opportunities ETF

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Key stats


Assets under management (AUM)
‪289.19 M‬USD
Fund flows (1Y)
‪43.01 M‬USD
Dividend yield (indicated)
Discount/Premium to NAV
−1.1%
Shares outstanding
‪11.54 M‬
Expense ratio
1.34%

About Adaptive Alpha Opportunities ETF


Issuer
Cavalier16, Inc.
Brand
Adaptive
Inception date
May 10, 2021
Structure
Open-Ended Fund
Index tracked
No Underlying Index
Management style
Active
Dividend treatment
Distributes
Distribution tax treatment
Qualified dividends
Income tax type
Capital Gains
Max ST capital gains rate
39.60%
Max LT capital gains rate
20.00%
Primary advisor
Cavalier Investments LLC
Distributor
Capital Investment Group, Inc.
AGOX was converted from a multi-share class mutual fund structure to an ETF, pursuing the same investment strategy. The fund manager begins with a macro view of the global economy and then looks into general market conditions to determine specific asset classes in which to invest. A variety of asset classes are considered, but primarily focuses on equities. Exposure may be provided by holding other ETFs or individual securities. Equity exposure may be of any market capitalization from issuers around the world, including emerging markets. Fixed income securities considered are investment grade, of any duration or maturity. Commodities and currencies are also tracked to identify key market cycles. The fund manager utilizes fundamental factors such as earnings growth and profitability metrics in selecting individual securities. If deemed appropriate, a significant percentage of the portfolio can be defensively allocated to cash. The fund seeks long-term capital appreciation.

Classification


Asset Class
Asset allocation
Category
Asset allocation
Focus
Target outcome
Niche
Capital appreciation
Strategy
Active
Geography
Global
Weighting scheme
Proprietary
Selection criteria
Proprietary
What's in the fund
Exposure type
StocksBonds, Cash & Other
Electronic Technology
Technology Services
ETF
Mutual fund
Stocks57.30%
Electronic Technology12.99%
Technology Services12.27%
Retail Trade6.84%
Finance6.24%
Health Technology6.22%
Non-Energy Minerals3.26%
Utilities2.54%
Consumer Non-Durables2.02%
Communications1.23%
Producer Manufacturing1.18%
Industrial Services0.63%
Consumer Durables0.49%
Consumer Services0.48%
Distribution Services0.43%
Process Industries0.33%
Bonds, Cash & Other42.70%
ETF30.64%
Mutual fund11.76%
Rights & Warrants0.55%
Cash−0.25%
Summarizing what the indicators are suggesting.
Oscillators
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Oscillators
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Summary
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Summary
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Summary
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Moving Averages
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Moving Averages
Neutral
SellBuy
Strong sellStrong buy
Strong sellSellNeutralBuyStrong buy
Displays a symbol's price movements over previous years to identify recurring trends.

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